Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, HIU YEE
Chinese Name of Relevant Individual
陳曉怡
HKMA Registration Number
AG8407
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2018 - 08 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Feb 2018 - 08 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2015 - 08 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2015 - 28 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2015 - 28 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, HIU YEE
:
Chinese Name of Relevant Individual
陳曉怡
:
HKMA Registration Number
AG8407
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8407
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Feb 2018 - 08 Aug 2019
No
AG8407
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
21 Feb 2018 - 08 Aug 2019
No
AG8407
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Oct 2015 - 08 Aug 2019
No
AG8407
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Aug 2015 - 28 Aug 2015
No
AG8407
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Aug 2015 - 28 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.