Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHI YEUNG
Chinese Name of Relevant Individual
劉智揚
HKMA Registration Number
AG8409
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Jul 2016
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY TELESERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Jul 2016
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY TELESERVICES MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2016 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2016 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2016 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2016 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Dec 2015 - 03 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2015 - 03 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHI YEUNG
:
Chinese Name of Relevant Individual
劉智揚
:
HKMA Registration Number
AG8409
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2016
No
DEPUTY TELESERVICES MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2016
No
DEPUTY TELESERVICES MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8409
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 21 Jul 2016
No
AG8409
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 21 Jul 2016
No
AG8409
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
22 Jul 2016 - 05 May 2025
No
AG8409
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
22 Jul 2016 - 05 May 2025
No
AG8409
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
23 Jul 2016 - 20 Sep 2024
No
AG8409
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
23 Jul 2016 - 20 Sep 2024
No
AG8409
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
30 Dec 2015 - 03 May 2016
No
AG8409
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
04 Aug 2015 - 03 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.