Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FENNESSY, MATTHEW GERARD
Chinese Name of Relevant Individual
HKMA Registration Number
AG8410
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2018 - 19 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2018 - 09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2017 - 12 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2017 - 16 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2017 - 06 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2017 - 30 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2017 - 21 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2017 - 20 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2016 - 15 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2015 - 05 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FENNESSY, MATTHEW GERARD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8410
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
13 Aug 2018 - 19 Aug 2018
No
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 May 2018 - 09 May 2018
No
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
24 Nov 2017 - 12 Dec 2017
No
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
05 Sep 2017 - 16 Sep 2017
No
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 Jun 2017 - 06 Jul 2017
No
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
27 Mar 2017 - 30 Mar 2017
No
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Mar 2017 - 21 Mar 2017
No
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
10 Jan 2017 - 20 Jan 2017
No
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
13 Dec 2016 - 15 Dec 2016
No
AG8410
ROYAL BANK OF CANADA
Type 1: dealing in securities
04 Aug 2015 - 05 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.