Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, WAI LING
Chinese Name of Relevant Individual
曾偉翎
HKMA Registration Number
AG8415
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
12 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
12 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
12 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 12 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 12 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2019 - 29 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2019 - 29 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Sep 2018 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2015 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2015 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, WAI LING
:
Chinese Name of Relevant Individual
曾偉翎
:
HKMA Registration Number
AG8415
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 May 2022
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 May 2022
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
12 May 2022
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
12 May 2022
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
12 May 2022
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
12 May 2022
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8415
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 12 May 2022
No
AG8415
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 12 May 2022
No
AG8415
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 12 May 2022
No
AG8415
DBS BANK LTD.
Type 1: dealing in securities
Since 12 May 2022
No
AG8415
DBS BANK LTD.
Type 4: advising on securities
Since 12 May 2022
No
AG8415
DBS BANK LTD.
Type 6: advising on corporate finance
Since 12 May 2022
No
AG8415
BANCO SANTANDER, S.A.
Type 1: dealing in securities
28 May 2019 - 29 Nov 2021
No
AG8415
BANCO SANTANDER, S.A.
Type 4: advising on securities
28 May 2019 - 29 Nov 2021
No
AG8415
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
29 Sep 2018 - 22 May 2019
No
AG8415
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 Aug 2015 - 22 May 2019
No
AG8415
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 Aug 2015 - 22 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.