Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SOUKI, IMED
Chinese Name of Relevant Individual
HKMA Registration Number
AG8428
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2025 - 23 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2025 - 23 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2024 - 06 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2024 - 06 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2023 - 24 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2023 - 24 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2023 - 17 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2023 - 17 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2022 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2022 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2019 - 08 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2019 - 08 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2019 - 10 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2019 - 10 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2019 - 14 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 28
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SOUKI, IMED
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8428
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8428
UBS AG
Type 1: dealing in securities
20 Jan 2025 - 23 Jan 2025
No
AG8428
UBS AG
Type 4: advising on securities
20 Jan 2025 - 23 Jan 2025
No
AG8428
UBS AG
Type 1: dealing in securities
31 May 2024 - 06 Jun 2024
No
AG8428
UBS AG
Type 4: advising on securities
31 May 2024 - 06 Jun 2024
No
AG8428
UBS AG
Type 1: dealing in securities
21 Nov 2023 - 24 Nov 2023
No
AG8428
UBS AG
Type 4: advising on securities
21 Nov 2023 - 24 Nov 2023
No
AG8428
UBS AG
Type 1: dealing in securities
10 Mar 2023 - 17 Mar 2023
No
AG8428
UBS AG
Type 4: advising on securities
10 Mar 2023 - 17 Mar 2023
No
AG8428
UBS AG
Type 1: dealing in securities
28 Nov 2022 - 30 Nov 2022
No
AG8428
UBS AG
Type 4: advising on securities
28 Nov 2022 - 30 Nov 2022
No
AG8428
UBS AG
Type 1: dealing in securities
31 Oct 2019 - 08 Nov 2019
No
AG8428
UBS AG
Type 4: advising on securities
31 Oct 2019 - 08 Nov 2019
No
AG8428
UBS AG
Type 1: dealing in securities
03 Oct 2019 - 10 Oct 2019
No
AG8428
UBS AG
Type 4: advising on securities
03 Oct 2019 - 10 Oct 2019
No
AG8428
UBS AG
Type 1: dealing in securities
08 Mar 2019 - 14 Mar 2019
No
AG8428
UBS AG
Type 4: advising on securities
08 Mar 2019 - 14 Mar 2019
No
AG8428
UBS AG
Type 1: dealing in securities
29 Nov 2018 - 06 Dec 2018
No
AG8428
UBS AG
Type 4: advising on securities
29 Nov 2018 - 06 Dec 2018
No
AG8428
UBS AG
Type 1: dealing in securities
28 Aug 2018 - 31 Aug 2018
No
AG8428
UBS AG
Type 4: advising on securities
28 Aug 2018 - 31 Aug 2018
No
AG8428
UBS AG
Type 1: dealing in securities
09 Mar 2018 - 14 Mar 2018
No
AG8428
UBS AG
Type 4: advising on securities
09 Mar 2018 - 14 Mar 2018
No
AG8428
UBS AG
Type 1: dealing in securities
20 Nov 2017 - 24 Nov 2017
No
AG8428
UBS AG
Type 4: advising on securities
20 Nov 2017 - 24 Nov 2017
No
AG8428
UBS AG
Type 1: dealing in securities
08 May 2017 - 12 May 2017
No
AG8428
UBS AG
Type 4: advising on securities
08 May 2017 - 12 May 2017
No
AG8428
UBS AG
Type 1: dealing in securities
05 Aug 2015 - 07 Aug 2015
No
AG8428
UBS AG
Type 4: advising on securities
05 Aug 2015 - 07 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.