Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SARMENTA, MARK GO
Chinese Name of Relevant Individual
吳硯
HKMA Registration Number
AG8441
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRODUCT MANAGEMENT
Remarks
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRODUCT MANAGEMENT
Remarks
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
24 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRODUCT MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BPI WEALTH HONG KONG LIMITED
SFC CE number
AAJ382
Business Address
5/F, LHT TOWER, 31 QUEEN'S ROAD CENTRAL, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BPI WEALTH HONG KONG LIMITED
Effective Date
15 Apr 2025
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Apr 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Apr 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 15 Apr 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2021 - 14 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2021 - 14 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 9: asset management
Effective Period
24 Nov 2021 - 14 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2015 - 31 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2015 - 31 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI INTERNATIONAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
05 Aug 2015 - 31 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SARMENTA, MARK GO
:
Chinese Name of Relevant Individual
吳硯
:
HKMA Registration Number
AG8441
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BPI WEALTH HONG KONG LIMITED
Type 1: dealing in securities
24 Nov 2021
Yes
HEAD OF PRODUCT MANAGEMENT
BPI WEALTH HONG KONG LIMITED
Type 4: advising on securities
24 Nov 2021
Yes
HEAD OF PRODUCT MANAGEMENT
BPI WEALTH HONG KONG LIMITED
Type 9: asset management
24 Nov 2021
Yes
HEAD OF PRODUCT MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BPI WEALTH HONG KONG LIMITED
AAJ382
5/F, LHT TOWER, 31 QUEEN'S ROAD CENTRAL, HONG KONG
Registered Institution
Effective Date
Description
BPI WEALTH HONG KONG LIMITED
1
15 Apr 2025
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8441
BPI WEALTH HONG KONG LIMITED
Type 1: dealing in securities
Since 15 Apr 2025
Yes
AG8441
BPI WEALTH HONG KONG LIMITED
Type 4: advising on securities
Since 15 Apr 2025
Yes
AG8441
BPI WEALTH HONG KONG LIMITED
Type 9: asset management
Since 15 Apr 2025
Yes
AG8441
BPI WEALTH HONG KONG LIMITED
Type 1: dealing in securities
24 Nov 2021 - 14 Apr 2025
No
AG8441
BPI WEALTH HONG KONG LIMITED
Type 4: advising on securities
24 Nov 2021 - 14 Apr 2025
No
AG8441
BPI WEALTH HONG KONG LIMITED
Type 9: asset management
24 Nov 2021 - 14 Apr 2025
No
AG8441
BPI INTERNATIONAL FINANCE LIMITED
Type 1: dealing in securities
05 Aug 2015 - 31 Jul 2018
No
AG8441
BPI INTERNATIONAL FINANCE LIMITED
Type 4: advising on securities
05 Aug 2015 - 31 Jul 2018
No
AG8441
BPI INTERNATIONAL FINANCE LIMITED
Type 9: asset management
05 Aug 2015 - 31 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.