Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, PUI YING SMONA
Chinese Name of Relevant Individual
黃沛盈
HKMA Registration Number
AG8460
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MUFG BANK, LTD.
SFC CE number
AAN305
Business Address
9/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2019 - 12 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2019 - 12 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2015 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2015 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, PUI YING SMONA
:
Chinese Name of Relevant Individual
黃沛盈
:
HKMA Registration Number
AG8460
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MUFG BANK, LTD.
Type 1: dealing in securities
28 Jan 2022
No
VICE PRESIDENT
MUFG BANK, LTD.
Type 4: advising on securities
28 Jan 2022
No
VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
MUFG BANK, LTD.
AAN305
9/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8460
MUFG BANK, LTD.
Type 1: dealing in securities
Since 28 Jan 2022
No
AG8460
MUFG BANK, LTD.
Type 4: advising on securities
Since 28 Jan 2022
No
AG8460
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jun 2019 - 12 Nov 2021
No
AG8460
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jun 2019 - 12 Nov 2021
No
AG8460
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
07 Aug 2015 - 22 May 2019
No
AG8460
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
07 Aug 2015 - 22 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.