Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SINGH, ROHIT KUMAR
Chinese Name of Relevant Individual
HKMA Registration Number
AG8472
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Aug 2015
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Aug 2015
Is an Executive Officer? (Yes / No)
No
Capacity
FICC TRADING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
SFC CE number
AAK796
Business Address
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2022 - 17 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2017 - 17 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Aug 2015 - 24 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SINGH, ROHIT KUMAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8472
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
07 Aug 2015
No
FICC TRADING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
07 Aug 2015
No
FICC TRADING
Name of Registered Institution
SFC CE number
Business Address
BANK OF AMERICA, NATIONAL ASSOCIATION
AAK796
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8472
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
Since 07 Aug 2015
No
AG8472
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
Since 07 Aug 2015
No
AG8472
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
07 Feb 2022 - 17 Nov 2024
No
AG8472
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
17 Jun 2017 - 17 Nov 2024
No
AG8472
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
07 Aug 2015 - 24 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
