Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, KWOK SING
Chinese Name of Relevant Individual
胡國昇
HKMA Registration Number
AG8475
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2023 - 14 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2023 - 14 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jun 2023 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2019 - 21 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2019 - 21 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2019 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2019 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2015 - 04 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2015 - 04 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, KWOK SING
:
Chinese Name of Relevant Individual
胡國昇
:
HKMA Registration Number
AG8475
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8475
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 May 2023 - 14 Dec 2025
No
AG8475
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 May 2023 - 14 Dec 2025
No
AG8475
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jun 2023 - 22 May 2024
No
AG8475
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Sep 2019 - 21 Apr 2021
No
AG8475
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Sep 2019 - 21 Apr 2021
No
AG8475
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2019 - 26 Jun 2019
No
AG8475
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2019 - 26 Jun 2019
No
AG8475
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2015 - 04 Jan 2019
No
AG8475
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Aug 2015 - 04 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.