Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, PIK LING
Chinese Name of Relevant Individual
余碧玲
HKMA Registration Number
AG8476
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2021 - 18 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2018 - 07 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2018 - 07 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2015 - 02 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, PIK LING
:
Chinese Name of Relevant Individual
余碧玲
:
HKMA Registration Number
AG8476
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8476
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jul 2021 - 18 Feb 2024
No
AG8476
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Nov 2018 - 07 Feb 2021
No
AG8476
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Nov 2018 - 07 Feb 2021
No
AG8476
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
08 Aug 2015 - 02 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.