Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OESCH, SVEN
Chinese Name of Relevant Individual
HKMA Registration Number
AG8478
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2021 - 09 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
29 Dec 2017 - 09 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
29 Dec 2017 - 09 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
07 Aug 2015 - 26 Aug 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
07 Aug 2015 - 26 Aug 2016
Is an Executive Officer? (Yes / No)
Yes
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OESCH, SVEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8478
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8478
LGT BANK AG
Type 1: dealing in securities
24 Aug 2021 - 09 Mar 2026
Yes
AG8478
LGT BANK AG
Type 2: dealing in futures contracts
29 Dec 2017 - 09 Mar 2026
Yes
AG8478
LGT BANK AG
Type 5: advising on futures contracts
29 Dec 2017 - 09 Mar 2026
Yes
AG8478
LGT BANK AG
Type 2: dealing in futures contracts
07 Aug 2015 - 26 Aug 2016
Yes
AG8478
LGT BANK AG
Type 5: advising on futures contracts
07 Aug 2015 - 26 Aug 2016
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.