Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, RUI
Chinese Name of Relevant Individual
常睿
HKMA Registration Number
AG8570
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2016 - 04 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2016 - 04 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2015 - 23 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2015 - 23 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, RUI
:
Chinese Name of Relevant Individual
常睿
:
HKMA Registration Number
AG8570
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8570
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
16 May 2016 - 04 Aug 2017
No
AG8570
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
16 May 2016 - 04 Aug 2017
No
AG8570
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
13 Aug 2015 - 23 Apr 2016
No
AG8570
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
13 Aug 2015 - 23 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.