Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KIT WAH ALISON
Chinese Name of Relevant Individual
劉潔樺
HKMA Registration Number
AG8653
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2023 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2023 - 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2022 - 06 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2022 - 06 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2022 - 06 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2022 - 06 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2015 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2015 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KIT WAH ALISON
:
Chinese Name of Relevant Individual
劉潔樺
:
HKMA Registration Number
AG8653
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8653
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2023 - 08 Aug 2025
No
AG8653
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Feb 2023 - 08 Aug 2025
No
AG8653
CITIBANK, N.A.
Type 1: dealing in securities
05 May 2022 - 06 Jan 2023
No
AG8653
CITIBANK, N.A.
Type 4: advising on securities
05 May 2022 - 06 Jan 2023
No
AG8653
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 May 2022 - 06 Jan 2023
No
AG8653
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 May 2022 - 06 Jan 2023
No
AG8653
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2015 - 14 Apr 2016
No
AG8653
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2015 - 14 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.