Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, SO FAN
Chinese Name of Relevant Individual
鍾素芬
HKMA Registration Number
AG8654
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2024 - 11 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2024 - 11 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2022 - 04 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2022 - 04 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2018 - 22 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2018 - 22 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2018 - 23 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2018 - 23 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2015 - 04 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2015 - 04 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, SO FAN
:
Chinese Name of Relevant Individual
鍾素芬
:
HKMA Registration Number
AG8654
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8654
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Sep 2024 - 11 Jun 2026
No
AG8654
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Sep 2024 - 11 Jun 2026
No
AG8654
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jun 2022 - 04 Mar 2024
No
AG8654
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Jun 2022 - 04 Mar 2024
No
AG8654
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Nov 2018 - 22 May 2022
No
AG8654
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Nov 2018 - 22 May 2022
No
AG8654
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 May 2018 - 23 Sep 2018
No
AG8654
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 May 2018 - 23 Sep 2018
No
AG8654
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2015 - 04 May 2018
No
AG8654
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2015 - 04 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.