Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PAN, XINGDONG
Chinese Name of Relevant Individual
潘醒東
HKMA Registration Number
AG8657
Other HKMA Registration Number(s)
AF7029
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
31 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2015 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2015 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Aug 2015 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2012 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2012 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Aug 2012 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PAN, XINGDONG
:
Chinese Name of Relevant Individual
潘醒東
:
HKMA Registration Number
AG8657
:
Other HKMA Registration Number(s)
AF7029
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Jul 2023
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
31 Jul 2023
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8657
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 31 Jul 2023
No
AG8657
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
Since 31 Jul 2023
No
AG8657
UBS AG
Type 1: dealing in securities
21 Aug 2015 - 12 Aug 2016
No
AG8657
UBS AG
Type 4: advising on securities
21 Aug 2015 - 12 Aug 2016
No
AG8657
UBS AG
Type 6: advising on corporate finance
21 Aug 2015 - 12 Aug 2016
No
AF7029
UBS AG
Type 1: dealing in securities
25 Aug 2012 - 20 Aug 2015
No
AF7029
UBS AG
Type 4: advising on securities
25 Aug 2012 - 20 Aug 2015
No
AF7029
UBS AG
Type 6: advising on corporate finance
25 Aug 2012 - 20 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.