Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TONG, YAN LEE
Chinese Name of Relevant Individual

唐欣莉
HKMA Registration Number
AG8665
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Aug 2015
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Aug 2015
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TONG, YAN LEE
:
Chinese Name of Relevant Individual
唐欣莉
:
HKMA Registration Number
AG8665
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
21 Aug 2015
No
TREASURY
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
21 Aug 2015
No
TREASURY