Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XUE, HUIYAN
Chinese Name of Relevant Individual
薛惠燕
HKMA Registration Number
AG8672
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2018 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2018 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2015 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2015 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XUE, HUIYAN
:
Chinese Name of Relevant Individual
薛惠燕
:
HKMA Registration Number
AG8672
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8672
CREDIT SUISSE AG
Type 1: dealing in securities
19 Dec 2018 - 29 Apr 2022
No
AG8672
CREDIT SUISSE AG
Type 4: advising on securities
19 Dec 2018 - 29 Apr 2022
No
AG8672
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2018 - 30 Nov 2018
No
AG8672
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2018 - 30 Nov 2018
No
AG8672
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Sep 2018 - 30 Nov 2018
No
AG8672
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Sep 2018 - 30 Nov 2018
No
AG8672
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Aug 2015 - 31 Aug 2018
No
AG8672
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Aug 2015 - 31 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.