Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, SHUK MAN
Chinese Name of Relevant Individual
蘇淑敏
HKMA Registration Number
AG8673
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2018 - 24 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2018 - 24 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2015 - 25 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2015 - 25 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, SHUK MAN
:
Chinese Name of Relevant Individual
蘇淑敏
:
HKMA Registration Number
AG8673
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8673
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 May 2018 - 24 Oct 2022
No
AG8673
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2018 - 24 Oct 2022
No
AG8673
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Aug 2015 - 25 Apr 2018
No
AG8673
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Aug 2015 - 25 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.