Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, MING KWONG
Chinese Name of Relevant Individual
翁銘光
HKMA Registration Number
AG8688
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2023 - 14 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2023 - 14 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Aug 2023 - 14 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2021 - 22 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2021 - 22 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2021 - 22 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2021 - 22 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2021 - 18 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2021 - 18 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2019 - 14 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2019 - 14 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Jul 2019 - 30 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2019 - 30 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2019 - 30 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2015 - 22 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, MING KWONG
:
Chinese Name of Relevant Individual
翁銘光
:
HKMA Registration Number
AG8688
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8688
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Aug 2023 - 14 Jan 2025
No
AG8688
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Aug 2023 - 14 Jan 2025
No
AG8688
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Aug 2023 - 14 Jan 2025
No
AG8688
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Dec 2021 - 22 Jul 2023
No
AG8688
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Dec 2021 - 22 Jul 2023
No
AG8688
CITIBANK, N.A.
Type 1: dealing in securities
02 Dec 2021 - 22 Jul 2023
No
AG8688
CITIBANK, N.A.
Type 4: advising on securities
02 Dec 2021 - 22 Jul 2023
No
AG8688
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
26 Aug 2021 - 18 Oct 2021
No
AG8688
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
26 Aug 2021 - 18 Oct 2021
No
AG8688
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 Nov 2019 - 14 Jul 2021
No
AG8688
DAH SING BANK, LIMITED
Type 4: advising on securities
15 Nov 2019 - 14 Jul 2021
No
AG8688
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Jul 2019 - 30 Oct 2019
No
AG8688
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Jun 2019 - 30 Oct 2019
No
AG8688
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Jun 2019 - 30 Oct 2019
No
AG8688
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
22 Aug 2015 - 22 Oct 2015
No
AG8688
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
22 Aug 2015 - 22 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.