Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, KA FAT
Chinese Name of Relevant Individual
譚嘉發
HKMA Registration Number
AG8706
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2018 - 21 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2018 - 21 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2018 - 05 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2016 - 05 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2016 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2015 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Aug 2015 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, KA FAT
:
Chinese Name of Relevant Individual
譚嘉發
:
HKMA Registration Number
AG8706
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8706
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Nov 2018 - 21 May 2023
No
AG8706
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Nov 2018 - 21 May 2023
No
AG8706
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
12 Jun 2018 - 05 Aug 2018
No
AG8706
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Oct 2016 - 05 Aug 2018
No
AG8706
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Feb 2016 - 14 Aug 2016
No
AG8706
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Aug 2015 - 14 Aug 2016
No
AG8706
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Aug 2015 - 14 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.