Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FU, TSZ HEI
Chinese Name of Relevant Individual
傅紫曦
HKMA Registration Number
AG8734
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2023 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2023 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2019 - 28 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2019 - 28 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2018 - 05 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2018 - 05 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2017 - 24 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2015 - 18 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
26 Aug 2015 - 18 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FU, TSZ HEI
:
Chinese Name of Relevant Individual
傅紫曦
:
HKMA Registration Number
AG8734
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8734
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
05 Jan 2023 - 05 Dec 2025
No
AG8734
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
05 Jan 2023 - 05 Dec 2025
No
AG8734
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 May 2019 - 28 Jul 2019
No
AG8734
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 May 2019 - 28 Jul 2019
No
AG8734
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
22 Jun 2018 - 05 Dec 2018
No
AG8734
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
22 Jun 2018 - 05 Dec 2018
No
AG8734
UBS AG
Type 1: dealing in securities
17 Jan 2017 - 24 Mar 2017
No
AG8734
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Aug 2015 - 18 Sep 2016
No
AG8734
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
26 Aug 2015 - 18 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.