Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, TSUN HO
Chinese Name of Relevant Individual
區鋑濠
HKMA Registration Number
AG8754
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
SFC CE number
AAE468
Business Address
PUBLIC BANK CENTRE, 120 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2022 - 19 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2022 - 19 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2019 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2019 - 21 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2019 - 25 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2016 - 28 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2016 - 28 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2015 - 20 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2015 - 20 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, TSUN HO
:
Chinese Name of Relevant Individual
區鋑濠
:
HKMA Registration Number
AG8754
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2026
No
RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
PUBLIC BANK (HONG KONG) LIMITED
AAE468
PUBLIC BANK CENTRE, 120 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8754
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 06 Feb 2026
No
AG8754
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
30 Sep 2022 - 19 Nov 2025
No
AG8754
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
30 Sep 2022 - 19 Nov 2025
No
AG8754
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2019 - 21 Aug 2022
No
AG8754
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2019 - 21 Aug 2022
No
AG8754
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
11 Jan 2019 - 25 Jun 2019
No
AG8754
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Apr 2016 - 28 Aug 2017
No
AG8754
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Apr 2016 - 28 Aug 2017
No
AG8754
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Aug 2015 - 20 Feb 2016
No
AG8754
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Aug 2015 - 20 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.