Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HON ROSEMARY BAILEY, ROSEMARY ELIZABETH
Chinese Name of Relevant Individual
HKMA Registration Number
AG8756
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2018 - 24 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Mar 2018 - 24 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HON ROSEMARY BAILEY, ROSEMARY ELIZABETH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8756
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8756
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 Mar 2018 - 24 Mar 2018
No
AG8756
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
22 Mar 2018 - 24 Mar 2018
No
AG8756
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2015
No
AG8756
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.