Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, JING
Chinese Name of Relevant Individual
劉菁
HKMA Registration Number
AG8762
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2022 - 05 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2022 - 05 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2022 - 05 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2022 - 05 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2020 - 15 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2020 - 15 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 15 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 15 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2015 - 23 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2015 - 23 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, JING
:
Chinese Name of Relevant Individual
劉菁
:
HKMA Registration Number
AG8762
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8762
CITIBANK, N.A.
Type 1: dealing in securities
07 Jun 2022 - 05 Oct 2022
No
AG8762
CITIBANK, N.A.
Type 4: advising on securities
07 Jun 2022 - 05 Oct 2022
No
AG8762
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Jun 2022 - 05 Oct 2022
No
AG8762
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Jun 2022 - 05 Oct 2022
No
AG8762
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Dec 2020 - 15 May 2022
No
AG8762
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Dec 2020 - 15 May 2022
No
AG8762
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 15 Aug 2018
No
AG8762
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 15 Aug 2018
No
AG8762
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
07 Apr 2016 - 30 Sep 2016
No
AG8762
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
07 Apr 2016 - 30 Sep 2016
No
AG8762
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
28 Aug 2015 - 23 Dec 2015
No
AG8762
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
28 Aug 2015 - 23 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.