Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DE FABIO, RICHARD BRYAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG8780
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2017 - 03 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2017 - 05 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2016 - 03 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2015 - 02 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DE FABIO, RICHARD BRYAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8780
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8780
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 May 2017 - 03 Jun 2017
No
AG8780
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Apr 2017 - 05 May 2017
No
AG8780
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Jan 2016 - 03 Feb 2016
No
AG8780
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Aug 2015 - 02 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.