Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAU, KONG WAN ALICE
Chinese Name of Relevant Individual
侯江藴
HKMA Registration Number
AG8806
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2021 - 08 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2021 - 08 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2015 - 14 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAU, KONG WAN ALICE
:
Chinese Name of Relevant Individual
侯江藴
:
HKMA Registration Number
AG8806
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8806
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Feb 2021 - 08 Aug 2024
No
AG8806
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Feb 2021 - 08 Aug 2024
No
AG8806
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Sep 2015 - 14 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.