Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GONZALEZ, RODRIGO HERNAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG8815
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2019 - 20 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2019 - 20 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Mar 2019 - 20 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Mar 2018 - 14 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2017 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2017 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 May 2017 - 19 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GONZALEZ, RODRIGO HERNAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8815
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Mar 2019 - 20 Mar 2019
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Mar 2019 - 20 Mar 2019
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Mar 2019 - 20 Mar 2019
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 May 2018
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 May 2018
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
09 May 2018
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Mar 2018 - 14 Mar 2018
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Mar 2018 - 14 Mar 2018
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 Mar 2018 - 14 Mar 2018
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Nov 2017
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Nov 2017
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Nov 2017
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2017 - 19 May 2017
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2017 - 19 May 2017
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 May 2017 - 19 May 2017
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 May 2016
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 May 2016
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 May 2016
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2015
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2015
No
AG8815
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.