Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, ZHIYUAN
Chinese Name of Relevant Individual
陳之淵
HKMA Registration Number
AG8830
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2015 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2015 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2015 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2015 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, ZHIYUAN
:
Chinese Name of Relevant Individual
陳之淵
:
HKMA Registration Number
AG8830
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8830
CITIBANK, N.A.
Type 1: dealing in securities
02 Sep 2015 - 03 Jan 2020
No
AG8830
CITIBANK, N.A.
Type 4: advising on securities
02 Sep 2015 - 03 Jan 2020
No
AG8830
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Sep 2015 - 03 Jan 2020
No
AG8830
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
02 Sep 2015 - 03 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.