Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, O PO
Chinese Name of Relevant Individual
余奥保
HKMA Registration Number
AG8865
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2015 - 02 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2015 - 02 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2015 - 14 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2015 - 14 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, O PO
:
Chinese Name of Relevant Individual
余奥保
:
HKMA Registration Number
AG8865
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8865
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Dec 2015 - 02 Oct 2018
No
AG8865
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Dec 2015 - 02 Oct 2018
No
AG8865
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
08 Sep 2015 - 14 Dec 2015
No
AG8865
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
08 Sep 2015 - 14 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.