Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, OI TING
Chinese Name of Relevant Individual
吳藹婷
HKMA Registration Number
AG8911
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2016 - 17 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2016 - 17 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2015 - 27 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2015 - 27 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, OI TING
:
Chinese Name of Relevant Individual
吳藹婷
:
HKMA Registration Number
AG8911
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8911
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Dec 2016 - 17 Apr 2017
No
AG8911
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Dec 2016 - 17 Apr 2017
No
AG8911
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Sep 2015 - 27 Sep 2016
No
AG8911
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Sep 2015 - 27 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.