Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, PAN PAN
Chinese Name of Relevant Individual
楊盼盼
HKMA Registration Number
AG8917
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2019 - 07 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2019 - 07 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Oct 2019 - 07 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2016 - 09 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2016 - 09 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2015 - 10 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2015 - 10 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, PAN PAN
:
Chinese Name of Relevant Individual
楊盼盼
:
HKMA Registration Number
AG8917
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8917
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Oct 2019 - 07 Jul 2020
No
AG8917
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Oct 2019 - 07 Jul 2020
No
AG8917
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Oct 2019 - 07 Jul 2020
No
AG8917
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 Aug 2016 - 09 Aug 2019
No
AG8917
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
04 Aug 2016 - 09 Aug 2019
No
AG8917
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Sep 2015 - 10 Feb 2016
No
AG8917
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Sep 2015 - 10 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.