Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
THAN, SU EE
Chinese Name of Relevant Individual
鄧書義
HKMA Registration Number
AG8938
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2015 - 30 Jun 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2015 - 30 Jun 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Sep 2015 - 30 Jun 2018
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
THAN, SU EE
:
Chinese Name of Relevant Individual
鄧書義
:
HKMA Registration Number
AG8938
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8938
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
11 Sep 2015 - 30 Jun 2018
Yes
AG8938
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
11 Sep 2015 - 30 Jun 2018
Yes
AG8938
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 6: advising on corporate finance
11 Sep 2015 - 30 Jun 2018
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.