Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHEN, TINA P T
Chinese Name of Relevant Individual

陳本庭
HKMA Registration Number
AG8962
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Sep 2015
Is an Executive Officer? (Yes / No)
No
Capacity
INSTITUTIONAL EQUITIES SALES - DIRECTOR
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Sep 2015
Is an Executive Officer? (Yes / No)
No
Capacity
INSTITUTIONAL EQUITIES SALES - DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEN, TINA P T
:
Chinese Name of Relevant Individual
陳本庭
:
HKMA Registration Number
AG8962
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TORONTO-DOMINION BANK
Type 1: dealing in securities
14 Sep 2015
No
INSTITUTIONAL EQUITIES SALES - DIRECTOR
TORONTO-DOMINION BANK
Type 4: advising on securities
14 Sep 2015
No
INSTITUTIONAL EQUITIES SALES - DIRECTOR