Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, WEI SHUO
Chinese Name of Relevant Individual
李瑋碩
HKMA Registration Number
AG8966
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2018 - 28 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2017 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2015 - 09 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, WEI SHUO
:
Chinese Name of Relevant Individual
李瑋碩
:
HKMA Registration Number
AG8966
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8966
CTBC BANK CO., LTD.
Type 1: dealing in securities
14 Jun 2018 - 28 Feb 2019
No
AG8966
CTBC BANK CO., LTD.
Type 4: advising on securities
14 Jun 2018 - 28 Feb 2019
No
AG8966
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
12 Apr 2017 - 09 Apr 2018
No
AG8966
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
14 Sep 2015 - 09 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.