Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, YIYUN
Chinese Name of Relevant Individual
劉乙允
HKMA Registration Number
AG8980
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2015 - 14 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2015 - 01 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Sep 2015 - 01 Mar 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, YIYUN
:
Chinese Name of Relevant Individual
劉乙允
:
HKMA Registration Number
AG8980
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8980
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Sep 2015 - 14 Jun 2024
No
AG8980
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Sep 2015 - 01 Mar 2023
No
AG8980
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
15 Sep 2015 - 01 Mar 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.