Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YE, ZI
Chinese Name of Relevant Individual
叶子
HKMA Registration Number
AG8984
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2019 - 12 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Apr 2019 - 12 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2018 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Dec 2018 - 07 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2018 - 22 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Nov 2018 - 22 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2015 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Sep 2015 - 31 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YE, ZI
:
Chinese Name of Relevant Individual
叶子
:
HKMA Registration Number
AG8984
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8984
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Apr 2019 - 12 Apr 2019
No
AG8984
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Apr 2019 - 12 Apr 2019
No
AG8984
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Dec 2018 - 07 Dec 2018
No
AG8984
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Dec 2018 - 07 Dec 2018
No
AG8984
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Nov 2018 - 22 Nov 2018
No
AG8984
BARCLAYS BANK PLC
Type 6: advising on corporate finance
20 Nov 2018 - 22 Nov 2018
No
AG8984
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Nov 2018
No
AG8984
BARCLAYS BANK PLC
Type 6: advising on corporate finance
12 Nov 2018
No
AG8984
BARCLAYS BANK PLC
Type 1: dealing in securities
15 Sep 2015 - 31 Dec 2017
No
AG8984
BARCLAYS BANK PLC
Type 6: advising on corporate finance
15 Sep 2015 - 31 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.