Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HSU, WEN YU
Chinese Name of Relevant Individual
許文昱
HKMA Registration Number
AG9003
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT MANAGER
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2021 - 13 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2021 - 13 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2020 - 20 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2020 - 20 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2017 - 10 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2015 - 10 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HSU, WEN YU
:
Chinese Name of Relevant Individual
許文昱
:
HKMA Registration Number
AG9003
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Jan 2022
No
INVESTMENT MANAGER
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
31 Jan 2022
No
INVESTMENT MANAGER
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9003
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 31 Jan 2022
No
AG9003
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
Since 31 Jan 2022
No
AG9003
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jun 2021 - 13 Oct 2021
No
AG9003
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2021 - 13 Oct 2021
No
AG9003
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
17 Jan 2020 - 20 Dec 2020
No
AG9003
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
17 Jan 2020 - 20 Dec 2020
No
AG9003
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 May 2017 - 10 Jan 2020
No
AG9003
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Sep 2015 - 10 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.