Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, HO YIN
Chinese Name of Relevant Individual
梁浩然
HKMA Registration Number
AG9007
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
09 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 09 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Dec 2021 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2021 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2021 - 22 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2018 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2018 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2015 - 10 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, HO YIN
:
Chinese Name of Relevant Individual
梁浩然
:
HKMA Registration Number
AG9007
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Aug 2024
No
INVESTMENT SERVICES
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Aug 2024
No
INVESTMENT SERVICES
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Aug 2024
No
INVESTMENT SERVICES
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9007
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 09 Aug 2024
No
AG9007
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 09 Aug 2024
No
AG9007
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 09 Aug 2024
No
AG9007
BANK OF SINGAPORE LIMITED
Type 9: asset management
01 Dec 2021 - 22 May 2024
No
AG9007
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
01 Oct 2021 - 22 May 2024
No
AG9007
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Oct 2021 - 22 May 2024
No
AG9007
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 May 2018 - 19 Sep 2021
No
AG9007
DAH SING BANK, LIMITED
Type 4: advising on securities
17 May 2018 - 19 Sep 2021
No
AG9007
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
17 Sep 2015 - 10 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.