Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, YUEN LAM
Chinese Name of Relevant Individual
李婉琳
HKMA Registration Number
AG9053
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2017 - 02 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2017 - 02 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Sep 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, YUEN LAM
:
Chinese Name of Relevant Individual
李婉琳
:
HKMA Registration Number
AG9053
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9053
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 May 2017 - 02 Oct 2017
No
AG9053
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 May 2017 - 02 Oct 2017
No
AG9053
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Dec 2015 - 16 Oct 2016
No
AG9053
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Sep 2015 - 16 Oct 2016
No
AG9053
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Sep 2015 - 16 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.