Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OGDEN, JOHN JEFFCOTT
Chinese Name of Relevant Individual
HKMA Registration Number
AG9056
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2015 - 17 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Nov 2015 - 17 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2015 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Oct 2015 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2015 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Sep 2015 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OGDEN, JOHN JEFFCOTT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9056
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9056
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Mar 2016
No
AG9056
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 Mar 2016
No
AG9056
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Jan 2016
No
AG9056
BARCLAYS BANK PLC
Type 6: advising on corporate finance
19 Jan 2016
No
AG9056
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jan 2016
No
AG9056
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Jan 2016
No
AG9056
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Nov 2015 - 17 Dec 2015
No
AG9056
BARCLAYS BANK PLC
Type 6: advising on corporate finance
30 Nov 2015 - 17 Dec 2015
No
AG9056
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Oct 2015 - 20 Nov 2015
No
AG9056
BARCLAYS BANK PLC
Type 6: advising on corporate finance
26 Oct 2015 - 20 Nov 2015
No
AG9056
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Sep 2015 - 15 Oct 2015
No
AG9056
BARCLAYS BANK PLC
Type 6: advising on corporate finance
21 Sep 2015 - 15 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.