Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WAN LEE
Chinese Name of Relevant Individual
王韻莉
HKMA Registration Number
AG9065
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2018 - 21 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2018 - 21 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2015 - 27 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2015 - 27 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WAN LEE
:
Chinese Name of Relevant Individual
王韻莉
:
HKMA Registration Number
AG9065
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9065
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Nov 2018 - 21 Jan 2019
No
AG9065
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Nov 2018 - 21 Jan 2019
No
AG9065
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
22 Sep 2015 - 27 Oct 2018
No
AG9065
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
22 Sep 2015 - 27 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.