Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YUK LING
Chinese Name of Relevant Individual
陳玉玲
HKMA Registration Number
AG9114
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
09 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 09 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2025 - 26 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2025 - 26 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2020 - 25 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2020 - 25 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Nov 2020 - 25 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2019 - 03 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2019 - 03 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2018 - 26 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2018 - 26 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2016 - 11 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2015 - 11 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Sep 2015 - 11 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YUK LING
:
Chinese Name of Relevant Individual
陳玉玲
:
HKMA Registration Number
AG9114
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Oct 2025
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Oct 2025
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Oct 2025
No
CUSTOMER SERVICE
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9114
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 09 Oct 2025
No
AG9114
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 09 Oct 2025
No
AG9114
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 09 Oct 2025
No
AG9114
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jun 2025 - 26 Aug 2025
No
AG9114
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jun 2025 - 26 Aug 2025
No
AG9114
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Nov 2020 - 25 May 2025
No
AG9114
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Nov 2020 - 25 May 2025
No
AG9114
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Nov 2020 - 25 May 2025
No
AG9114
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 May 2019 - 03 Oct 2020
No
AG9114
DAH SING BANK, LIMITED
Type 4: advising on securities
07 May 2019 - 03 Oct 2020
No
AG9114
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Apr 2018 - 26 Jan 2019
No
AG9114
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Apr 2018 - 26 Jan 2019
No
AG9114
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Mar 2016 - 11 Jun 2016
No
AG9114
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Sep 2015 - 11 Jun 2016
No
AG9114
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Sep 2015 - 11 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.