Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SEHGAL, RESHMI
Chinese Name of Relevant Individual
HKMA Registration Number
AG9131
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2018 - 23 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2018 - 23 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Feb 2016 - 03 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Feb 2016 - 03 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2015 - 30 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2015 - 30 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SEHGAL, RESHMI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9131
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9131
BNP PARIBAS
Type 1: dealing in securities
12 Mar 2018 - 16 Mar 2018
No
AG9131
BNP PARIBAS
Type 4: advising on securities
12 Mar 2018 - 16 Mar 2018
No
AG9131
BNP PARIBAS
Type 1: dealing in securities
19 Jan 2018 - 23 Jan 2018
No
AG9131
BNP PARIBAS
Type 4: advising on securities
19 Jan 2018 - 23 Jan 2018
No
AG9131
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
29 Feb 2016 - 03 Mar 2016
No
AG9131
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
29 Feb 2016 - 03 Mar 2016
No
AG9131
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
25 Sep 2015 - 30 Sep 2015
No
AG9131
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
25 Sep 2015 - 30 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.