Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YAN, WENFENG
Chinese Name of Relevant Individual

嚴文豐
HKMA Registration Number
AG9140
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Oct 2016
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, COMPLEX HYBRID PRODUCTS STRUCTURING, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Oct 2016
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, COMPLEX HYBRID PRODUCTS STRUCTURING, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Sep 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, COMPLEX HYBRID PRODUCTS STRUCTURING, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Sep 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, COMPLEX HYBRID PRODUCTS STRUCTURING, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YAN, WENFENG
:
Chinese Name of Relevant Individual
嚴文豐
:
HKMA Registration Number
AG9140
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Oct 2016
No
SPECIALIST, COMPLEX HYBRID PRODUCTS STRUCTURING, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Oct 2016
No
SPECIALIST, COMPLEX HYBRID PRODUCTS STRUCTURING, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 1: dealing in securities
26 Sep 2015
No
SPECIALIST, COMPLEX HYBRID PRODUCTS STRUCTURING, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
26 Sep 2015
No
SPECIALIST, COMPLEX HYBRID PRODUCTS STRUCTURING, GLOBAL FINANCIAL MARKETS