Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TAM, WAI MAN GRACE
Chinese Name of Relevant Individual

譚慧敏
HKMA Registration Number
AG9162
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Mar 2018
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Mar 2018
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TAM, WAI MAN GRACE
:
Chinese Name of Relevant Individual
譚慧敏
:
HKMA Registration Number
AG9162
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
29 Mar 2018
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
29 Mar 2018
No
WEALTH MANAGEMENT