Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
VAIL, PAUL DOMINIC
Chinese Name of Relevant Individual
HKMA Registration Number
AG9197
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2016 - 22 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2016 - 22 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2016 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2016 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2015 - 09 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2015 - 09 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
VAIL, PAUL DOMINIC
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9197
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9197
UBS AG
Type 1: dealing in securities
15 Aug 2016 - 22 Sep 2016
No
AG9197
UBS AG
Type 4: advising on securities
15 Aug 2016 - 22 Sep 2016
No
AG9197
UBS AG
Type 1: dealing in securities
28 Apr 2016 - 19 May 2016
No
AG9197
UBS AG
Type 4: advising on securities
28 Apr 2016 - 19 May 2016
No
AG9197
UBS AG
Type 1: dealing in securities
05 Oct 2015 - 09 Oct 2015
No
AG9197
UBS AG
Type 4: advising on securities
05 Oct 2015 - 09 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.