Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, YEE KI
Chinese Name of Relevant Individual

陳綺琪
HKMA Registration Number
AG9215
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RM ASSISTANT
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
RM ASSISTANT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, YEE KI
:
Chinese Name of Relevant Individual
陳綺琪
:
HKMA Registration Number
AG9215
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Sep 2018
No
RM ASSISTANT
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Sep 2018
No
RM ASSISTANT