Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, CHUNG MING
Chinese Name of Relevant Individual
張頌銘
HKMA Registration Number
AG9269
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2022 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2022 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2021 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2021 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2021 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2021 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2020 - 07 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2020 - 07 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Dec 2020 - 07 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2019 - 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2019 - 17 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 21 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 21 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2015 - 21 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2015 - 21 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, CHUNG MING
:
Chinese Name of Relevant Individual
張頌銘
:
HKMA Registration Number
AG9269
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9269
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 Jan 2022 - 03 Apr 2022
No
AG9269
DAH SING BANK, LIMITED
Type 4: advising on securities
15 Jan 2022 - 03 Apr 2022
No
AG9269
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jun 2021 - 30 Nov 2021
No
AG9269
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Jun 2021 - 30 Nov 2021
No
AG9269
CITIBANK, N.A.
Type 1: dealing in securities
16 Jun 2021 - 30 Nov 2021
No
AG9269
CITIBANK, N.A.
Type 4: advising on securities
16 Jun 2021 - 30 Nov 2021
No
AG9269
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Dec 2020 - 07 Apr 2021
No
AG9269
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Dec 2020 - 07 Apr 2021
No
AG9269
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Dec 2020 - 07 Apr 2021
No
AG9269
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
11 Oct 2019 - 17 Oct 2020
No
AG9269
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
11 Oct 2019 - 17 Oct 2020
No
AG9269
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 21 Sep 2019
No
AG9269
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 21 Sep 2019
No
AG9269
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Oct 2015 - 21 Sep 2019
No
AG9269
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Oct 2015 - 21 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.