Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, TSZ KIN
Chinese Name of Relevant Individual
鍾子健
HKMA Registration Number
AG9291
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2024 - 17 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2024 - 17 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2023 - 21 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2023 - 21 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2023 - 08 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2023 - 08 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Apr 2023 - 08 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2017 - 29 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2017 - 29 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2016 - 26 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2016 - 26 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2016 - 01 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2015 - 01 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Oct 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, TSZ KIN
:
Chinese Name of Relevant Individual
鍾子健
:
HKMA Registration Number
AG9291
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9291
DAH SING BANK, LIMITED
Type 1: dealing in securities
23 Mar 2024 - 17 Jun 2024
No
AG9291
DAH SING BANK, LIMITED
Type 4: advising on securities
23 Mar 2024 - 17 Jun 2024
No
AG9291
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Dec 2023 - 21 Feb 2024
No
AG9291
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Dec 2023 - 21 Feb 2024
No
AG9291
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Apr 2023 - 08 Oct 2023
No
AG9291
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Apr 2023 - 08 Oct 2023
No
AG9291
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Apr 2023 - 08 Oct 2023
No
AG9291
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Dec 2017 - 29 Jan 2018
No
AG9291
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Dec 2017 - 29 Jan 2018
No
AG9291
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Nov 2016 - 26 Nov 2017
No
AG9291
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Nov 2016 - 26 Nov 2017
No
AG9291
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Feb 2016 - 01 Nov 2016
No
AG9291
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Oct 2015 - 01 Nov 2016
No
AG9291
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Oct 2015 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.