Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEE, ANNIE WAI HUN
Chinese Name of Relevant Individual
HKMA Registration Number
AG9292
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2019 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2019 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2017 - 23 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2017 - 23 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2016 - 23 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2016 - 23 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2015 - 14 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2015 - 14 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEE, ANNIE WAI HUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG9292
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG9292
CITIBANK, N.A.
Type 1: dealing in securities
14 Mar 2019 - 31 Mar 2019
No
AG9292
CITIBANK, N.A.
Type 4: advising on securities
14 Mar 2019 - 31 Mar 2019
No
AG9292
CITIBANK, N.A.
Type 1: dealing in securities
17 Nov 2017 - 23 Nov 2017
No
AG9292
CITIBANK, N.A.
Type 4: advising on securities
17 Nov 2017 - 23 Nov 2017
No
AG9292
CITIBANK, N.A.
Type 1: dealing in securities
15 Dec 2016 - 23 Dec 2016
No
AG9292
CITIBANK, N.A.
Type 4: advising on securities
15 Dec 2016 - 23 Dec 2016
No
AG9292
CITIBANK, N.A.
Type 1: dealing in securities
09 Oct 2015 - 14 Oct 2015
No
AG9292
CITIBANK, N.A.
Type 4: advising on securities
09 Oct 2015 - 14 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.